Ombudsman for Banking Services and Investments

Results: 383



#Item
171Law / Ombudsman / Ethics / Scottish Public Services Ombudsman / Parliamentary Commissioner Act / Legal professions / Dispute resolution / Conflict

CONSULTATION DOCUMENT OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS TERMS OF REFERENCE Purpose 1.

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Source URL: www.obsi.ca

Language: English - Date: 2013-12-18 13:33:02
172Ombudsman / Ethics / Sociology / Behavior / Dispute resolution / Ombudsman for Banking Services and Investments / Legal professions

VIA email June[removed]Ombudsman for Banking Services and Investments ATTENTION: Mr. Tyler Fleming

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Source URL: www.obsi.ca

Language: English - Date: 2013-07-02 15:53:51
173Ombudsman / Financial adviser / Ethics / Dispute resolution / Business / Economics / Ombudsman for Banking Services and Investments / Legal professions / Finance / Investment

From: Mario Frankovich Sent: June 14, 2011 3:25 PM Subject: RE: Consultation Paper - Suitability and Loss Assessment Process I have read the Consultation Paper and given it much thought. My preamble is that unlike some o

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Source URL: www.obsi.ca

Language: English - Date: 2013-05-22 17:13:35
174Ombudsman for Banking Services and Investments / Business / Economics / Sociology / Investment / Finance / Financial adviser

SUMMARY OF STAKEHOLDER COMMENTS In response to OBSI’s consultation paper released May 26, 2011, titled Suitability and Loss Assessment Process, twenty-one comment letters were submitted from investors, participating fi

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Source URL: www.obsi.ca

Language: English - Date: 2013-05-22 16:53:44
175Ombudsman for Banking Services and Investments / Business / Economics / Sociology / Finance / Investment / Financial adviser

Tyler Fleming [removed] Dear Mr. Fleming, Thank-you for the opportunity to respond to OBSI’s Suitability and Loss Assessment Process Consultation Paper. The underlying context referred to is “investment f

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Source URL: www.obsi.ca

Language: English - Date: 2013-05-22 17:13:44
176Conflict / Business / Finance / Charles Ponzi / Bank / Ombudsman for Banking Services and Investments / Ponzi scheme / Financial adviser / Rate of return / Confidence tricksters / Investment / Financial economics

From: [On Behalf of Mildred Jagdeo] Sent: July 14, 2011 4:51 AM To: [removed]/[removed] Subject: Re: OBSI Consultation Paper - Suitability and Loss Assessment Process Email: publicaffairs@ ob

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Source URL: www.obsi.ca

Language: English - Date: 2013-05-22 17:14:19
177Ombudsman / Ethics / Sociology / Behavior / Financial Ombudsman Service / Parliamentary Commissioner Act / Dispute resolution / Legal professions / Ombudsman for Banking Services and Investments

August 12, 2013 Delivered By Email: [removed] Tyler Fleming Director, Stakeholder Relations and Communications Ombudsman for Banking Services and Investments 401 Bay Street, Suite 1505, P.O. Box 5

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Source URL: www.obsi.ca

Language: English - Date: 2013-08-26 13:41:04
178Legal professions / Ombudsman for Banking Services and Investments / Ombudsman / Ethics / Complaint / Credit ombudsman service / Scottish Public Services Ombudsman / Dispute resolution / Law / Conflict

CONSULTATION DOCUMENT OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS TERMS OF REFERENCE Purpose 1.

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Source URL: www.obsi.ca

Language: English - Date: 2013-12-18 13:30:34
179Ombudsman for Banking Services and Investments / Consumer organizations / Consumer protection / Ombudsman / Consumer cooperative / Ethics / Sociology / Financial Ombudsman Service / Ombudsmen in Australia / Legal professions / Law / Dispute resolution

CCC_OBSI_Framework_Response

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Source URL: www.obsi.ca

Language: English - Date: 2013-05-22 17:12:11
180Canadian Investor Protection Fund / Canada / Ombudsman for Banking Services and Investments / Securities Commission / Law / Government / Dispute resolution / Canadian law / Canadian securities regulation

Suite 310 -The Station 601 West Cordova Street Vancouver, B.C. Canada V6B 1G1 Telephone: ([removed]Facsimile: ([removed]

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Source URL: www.obsi.ca

Language: English - Date: 2014-02-12 15:31:43
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